Chapter 78  Investment Securities

General Provisions

§ 78.1010 Short title
§ 78.1020 Definitions and index of definitions
§ 78.1030 Rules for determining whether certain obligations and interests are securities or financial assets
§ 78.1040 Acquisition of security or financial asset or interest therein
§ 78.1050 Notice of adverse claim
§ 78.1060 Control
§ 78.1070 Whether indorsement, instruction or entitlement order is effective
§ 78.1080 Warranties in direct holding
  more...

Issue; Issuer

§ 78.2010 Issuer
§ 78.2020 Terms of security
§ 78.2030 Staleness as notice of defects or defenses
§ 78.2040 Effect of issuers restriction on transfer
§ 78.2050 Effect of unauthorized signature on security certificate
§ 78.2060 Completion or alteration of security certificate
§ 78.2070 Rights of issuer with respect to registered owners
§ 78.2080 Effect of signature of authenticating trustee, registrar or transfer agent
  more...

Transfer Of Certificated And Uncertificated Securities

§ 78.3010 Delivery
§ 78.3020 Rights of purchaser
§ 78.3030 Protected purchaser
§ 78.3040 Indorsement
§ 78.3050 Instruction
§ 78.3060 Effect of guaranteeing signature, indorsement or instruction
§ 78.3070 Purchasers rights to requisites for registration of transfer